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FINRA Awards for Michael J. Maran

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0274011/25/2020Claimant(s): Finitive LLC, North Capital Private Securities Corpora
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): CleanCapital LLC, Jon Barlow Advisory LLC
Respondent Lawyers(s): Kimberly A. Havlin, Martin H. Kaplan
Arbitrator(s): Michael J. Maran, Camille S. Cooper, Ronald Harris Kisner
Hearing Site: New York, NY
Checkmark Icon$0
17-0210406/26/2018Claimant(s): Leslie and Joel Greenberg
Claimant Lawyers(s): Joel M. Greenberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Davidson, Merrill Lynch Wealth Management
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings, Michael J. Maran, John J. Vesey
Hearing Site: New York, NY
Checkmark Icon$0
13-0258005/22/2015Claimant(s): Linda Pennfield
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Michael J. Maran, Linda J. Baer, Roger B. Jacobs
Hearing Site: New York, NY
Checkmark Icon$0
07-0348612/31/2008Claimant(s): Anthony Maccarone, Antoinette Maccarone, Steven Horn, Tara Horn
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Julie Mains, Norman Malo, Scott Brooks, Stanley Brooks, Troy Gagliardi, Brookstreet Securities Corporation
Respondent Lawyers(s): Brian F. Amery, H. Thomas Fehn, Julie Brooks Mains, Ryan P. Farley, Scott Stanley Brooks, Stanley Clifton Brooks
Arbitrator(s): Richard S. Peskin, Michael J. Maran, Catherine Tinker
Hearing Site: New York, NY
Checkmark Icon$102,439

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