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FINRA Awards for Paul W. Sterman

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0459407/21/2011Claimant(s): Daniel V. Igoe
Claimant Lawyers(s): Daniel V. Igoe
Respondent(s): John Orlando, Michael Petrusha, Mickey Mclellan, Peter Andolpho
Respondent Lawyers(s): David G. Hutchison, David Feingold
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0597907/15/2010Claimant(s): Martin Reisner
Claimant Lawyers(s): Charles D. Heidgerd
Respondent(s): David Maggio, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Paul W. Sterman, Syma S. Kasdin, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
Checkmark Icon$38,500
08-0382906/26/2009Claimant(s): Richard J. Zachar and Dawn K. Zachar
Claimant Lawyers(s): Richard J. Zachar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0191302/27/2009Claimant(s): Lanny A. Horwitz Rev Trust
Claimant Lawyers(s): Lanny A. Horwitz
Respondent(s): Citigroup Global Markets
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$213

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