FINRA Awards for Lawrence A. Kellogg

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00188	12/02/2013	Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg Respondent(s): Jose Valenzuela, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel Hearing Site: Miami, FL		$585,908
11-02444	05/15/2013	Claimant(s): Alina Bolano, Andres Bolano Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Michael Anton, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Carl Shechter, Stephen I. Gilman, Carl Henry Perdue Hearing Site: Boca Raton, FL		$0