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FINRA Awards for Kenneth Crowley

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0724108/19/2010Claimant(s): Michael Koch
Claimant Lawyers(s): Scott K. Porsborg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Herbert S. Bratt
Hearing Site: Bismarck, ND
Checkmark Icon$0
08-0469805/21/2010Claimant(s): Anthony Brown
Claimant Lawyers(s): Shona B. Glink
Respondent(s): Daniel Livingstone, UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth G. Crowley, Kenneth Crowley
Arbitrator(s): Jack Friedman, Alfred H. Kingon, Erica Levitt
Hearing Site: New York, NY
Checkmark Icon$0
09-0286502/17/2010Claimant(s): Wernert Associates., Wernert Construction Management LLC
Claimant Lawyers(s): John B. Conway
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
Checkmark Icon$68,828

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