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FINRA Awards for Michael Braude

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0578601/14/2013Claimant(s): Charles Heckert, Janice Heckert, Heckert Contruction Co.
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bruce Treitman, Deutsche Bank Securities.
Respondent Lawyers(s): Mark Parmelee
Arbitrator(s): Patricia M. Bottoms, John R. Loss, Michael Braude
Hearing Site: Kansas City, MO
Checkmark IconExpungement
09-0094111/08/2010Claimant(s): Douglas Hemke
Claimant Lawyers(s): John J. Miller
Respondent(s): Northland Securities.
Respondent Lawyers(s): Jeffrey D. Hanslick
Arbitrator(s): Mark S. Foster, Bruce Keplinger, Michael Braude
Hearing Site: Kansas City, MO
Checkmark Icon$180,000
07-0270409/03/2008Claimant(s): Christy Routh, Stephen Routh, Tetons Inc. Def. Benefit Pension Plan
Claimant Lawyers(s): John J. Miller
Respondent(s): Frank Barber, ING Financial Partners., Locust Street Securities.
Respondent Lawyers(s): Jesse Linebaugh, Ross A. Anderson
Arbitrator(s): Michael D. Fitzgerald, Michael Braude
Hearing Site: Kansas City, MO
Checkmark Icon$168,300

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