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FINRA Awards for Jeffrey Sims

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0215612/09/2016Claimant(s): William Newcomer, NNN Parkway Corporate Plaza 4
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Jeffrey Sims, Mark McCloskey, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn June Ford, Jeffrey Scott Sims, Mark Thomas McCloskey, Philip A. Pizelo, Shanon L. Ford, Shanon Lane Ford
Arbitrator(s): John F. Cockburn, Melvyn Jay Simburg, Donald H. Mullins
Hearing Site: Seattle, WA
Checkmark IconExpungement
14-0185205/24/2016Claimant(s): William Gilmer, William B. Gilmer Living Trust
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Harold Hilton, Jeffrey Sims, Kathleen Lindeke, Leslie Cannon, Mark Mccloskey, Melissa Andrews, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Harold Scott Hilton, John A. Bender, Justin C. Sawyer, Philip Anthony Pizelo
Arbitrator(s): Douglas Martin Crow, Brian B. Egan, Reuel Kenneth Fish
Hearing Site: Portland, OR
Checkmark IconExpungement

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