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FINRA Awards for Jeffrey Sims

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0392807/19/2019Claimant(s): Jeffrey Sims
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer
Hearing Site: Seattle, WA
18-0315207/03/2019Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
18-0315407/03/2019Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Katherine Hendricks, Paul A. Maffeo, Ian Stephen Birk
Hearing Site: Seattle, WA

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