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FINRA Awards for Geri S. Krauss

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0365304/10/2015Claimant(s): Erno Bodek
Claimant Lawyers(s): Charles Goldstein
Respondent(s): Jeffrey Auerbach, Vfinance Investments
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Larry H. Irom, Fred L. Simon, Geri S. Krauss
Hearing Site: New York, NY
Checkmark IconExpungement
13-0093803/10/2015Claimant(s): William Farrington, Academy Rubber Stamp.
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): LPL Financial LLC, Douglas Flynn, Richard Zito, Flynn Zito Capital Management
Respondent Lawyers(s): Ryan Gustafson
Arbitrator(s): Lise Gabrielle Hunter, Steven J. Brill, Geri S. Krauss
Hearing Site: New York, NY
Checkmark IconExpungement

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