FINRA Awards for R. Craig Zafis

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03006	09/25/2018	Claimant(s): Robert Binkele Claimant Lawyers(s): R. Craig Zafis Respondent(s): Barry Rubin Respondent Lawyers(s): Barry Rubin Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA		Expungement
12-01854	09/18/2015	Claimant(s): Tammy Miller Claimant Lawyers(s): R. Craig Zafis Respondent(s): Matthew Deline Respondent Lawyers(s): Matthew Francis Deline Arbitrator(s): Guenter S. Cohn, Kelly A. Barker, Arthur F. Brueggeman Hearing Site: San Diego, CA		$16,800
09-01436	12/01/2010	Claimant(s): James Jones, Lillie Jones Claimant Lawyers(s): Casey W. Jones Respondent(s): Dennis Beeby, Jay Potter, Michael McIntyre, Reid Scofield, Nexcore Capital. Respondent Lawyers(s): R. Craig Zafis, Reid D. Scofield Arbitrator(s): Robert W. Vernon, Donald S. Simons, Robert P. Clifford Hearing Site: Los Angeles, CA		$15,600
07-01450	03/23/2009	Claimant(s): Joan Rockouski, Duane and Shirley A. Sanders Claimant Lawyers(s): Alan C. Friedberg Respondent(s): Dennis Marlow Respondent Lawyers(s): R. Craig Zafis Arbitrator(s): Billy Kwan, David Butler, Patricia Mary Vondra Hearing Site: Denver, CO		$60,000