FINRA Awards for Jeffrey E. Fields

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02204	07/12/2016	Claimant(s): Latif Ziyar Claimant Lawyers(s): Brian N. Folland Respondent(s): Jerry Lawless, Investment Centers Of America. Respondent Lawyers(s): Jeffrey E. Fields Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA		$4,550
14-03223	03/30/2016	Claimant(s): Soleiman Ghalili Claimant Lawyers(s): Ken Nathanson Respondent(s): Steven Bernstein, Metropolitan Life Insurance Company Respondent Lawyers(s): Alexandra Drury, Jeffrey E. Fields Arbitrator(s): June McLaughlin, Robert Alan Merring, Jack R. Goetz Hearing Site: Los Angeles, CA		Expungement
14-02615	12/29/2015	Claimant(s): Paul Heimberg, 1650 Sunflower 12, Warminster Business Center TIC 19, Paul A. Heimberg Trust dated Aug.22,2007 Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Rabinder Sekhon, Cincinnati Analysts. Respondent Lawyers(s): Jeffrey E. Fields, Jordan D. Maglich Arbitrator(s): Herbert Leslie Greenberg, Arthur T. Berggren, Robert Dean McKinley Hearing Site: Los Angeles, CA		Expungement