Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02869 | 11/14/2011 | Claimant(s): Paula Fives-Taylor Claimant Lawyers(s): Chad N. Cagan Respondent(s): Charles DinklageL Financial LLC, AXA Advisors Respondent Lawyers(s): Brian J. Palmeri, Eilott R Good Arbitrator(s): Elizabeth K. Norsworthy, Albert J. Cirone, Jack B. Golden Hearing Site: Montpelier, VT |  | Expungement |
| 09-04492 | 11/09/2010 | Claimant(s): Rita Klafter, Rita E. Klafter Individual Retirement A/, Stephen H. Klafter IRA Claimant Lawyers(s): Steven B. Caruso Respondent(s): Sanford C. Bernstein & Co, Respondent Lawyers(s): Tommaso Bencivenga Arbitrator(s): Jay F. Donnaruma, Elizabeth K. Norsworthy, John J. Henry Hearing Site: Albany, NY | | $0 |
| 08-03472 | 03/09/2010 | Claimant(s): Paul Gauthier, Sharon Gauthier Claimant Lawyers(s): Adam J. Gana Respondent(s): James Kelsoe, Morgan Keegan & Company. Respondent Lawyers(s): Robert M. Brennan Arbitrator(s): Elizabeth K. Norsworthy, Samuel H. Chorches, Peter Svorinic Hearing Site: Manchester, NH | | $0 |