FINRA Awards for Charles G. Michaels

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Displaying 21-23 out of 23 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-03431	11/17/2011	Claimant(s): Cara Pessel, Eric Pessel, Jason Pessel, David Pessel IRA, David Pessel Roth IRA, Eric Pessel IRA, Jason Pessel IRA, Jason Pessel Roth IRA, Rhona Pessel IRA, Rhona Pessel Roth IRA, Eric Pessel Trust Account, Sylvia Stiftel Trust Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Jamie L. Berger Arbitrator(s): Charles G. Michaels, Thomas L. Dueber, Melissa Dawn Hubbard Hearing Site: Denver, CO		$41,855
08-01696	03/16/2009	Claimant(s): Cynthia Loughman, Philip Loughman Claimant Lawyers(s): Cynthia L. Loughman, Philip G. Loughman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Donald W. Diones, Charles G. Michaels, Federico C. Alvarez Hearing Site: Denver, CO		$0
08-01259	12/31/2008	Claimant(s): Gary Nanos Claimant Lawyers(s): Bob Nanos Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula M. McmManus Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO		$1,922