Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02794 | 01/17/2013 | Claimant(s): Inversiones Kaizen Ltd. Claimant Lawyers(s): Jeffrey B Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): John J. Hearn, Jeffrey R. Roth, Stanley Zamor Hearing Site: Miami, FL |  | Expungement |
| 11-01945 | 04/25/2012 | Claimant(s): Thurman Ross Claimant Lawyers(s): Jeffrey B Kaplan Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Richard L. Martens Arbitrator(s): Simone Sicola, Kenneth J. Bennett, Susan Jefferbaum Beck Hearing Site: Jacksonville, FL | | Stipulated Award and Expungement |