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FINRA Awards for Epic Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0717209/16/2011Claimant(s): Mary Powers
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Sean Hannon, Epic Advisors, L.L.C.
Respondent Lawyers(s): Sean Hannon
Arbitrator(s): Thomas M. Crawford, Nathan J. Minucci, Edith M. Novack
Hearing Site: Newark, NJ
Checkmark Icon$120,000
09-0679808/01/2011Claimant(s): Ed Hannon, Noel Hannon, Brooke Hannon, Drew Hannon
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Sean Hannon, Epic Advisors
Respondent Lawyers(s): Sean Hannon
Arbitrator(s): Fred S. Pieroni, Charles L. Prothero, Matthew Steven Villa
Hearing Site: Newark, NJ
Checkmark Icon$533,216

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