FINRA Awards for Bruce J. Pederson

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03709	12/08/2015	Claimant(s): Carolyn McCool, Joshua Nehring Claimant Lawyers(s): William R. Fishman Respondent(s): Stifel, Nicolaus & Co.., Duane Smith Respondent Lawyers(s): Duane Ariel Smith, James C. Browning Arbitrator(s): James Patrick Beck, Ronald G. Guida, Bruce J. Pederson Hearing Site: Denver, CO		Expungement
13-02193	11/12/2014	Claimant(s): Randy Greene, Tanya Greene Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Charles E. Riggs, Richard D. Fincher, Bruce J. Pederson Hearing Site: Albuquerque, NM		Expungement
10-02249	11/25/2011	Claimant(s): Karen Trumper, Robert Trumper Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Dale Hall, Jeffrey Pridey, Kathleen Heshelow, Kent Pridey, Lawrence Lambert, Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Donald N. Tolin, Helen P. Love, Bruce J. Pederson Hearing Site: Denver, CO		$557,500