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FINRA Awards for Audette P. Morales

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0021105/17/2013Claimant(s): John Accardi
Claimant Lawyers(s): John Accardi
Respondent(s): David Hess, Charles Schwab & Co.., Robert Oberlander
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0575703/14/2012Claimant(s): Paul McDonough & Ellen McDonough, JT TEN
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Susan K. Franz, Mark L Miller, Richard R. Bicek
Hearing Site: Chicago, IL
Checkmark IconExpungement
08-0469706/10/2011Claimant(s): Jackie Andalman, Jackie Andalman IRA
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Ruth Hannenberg, Donald W. McKenzie, Robert P. Keno
Hearing Site: Chicago, IL
Checkmark IconExpungement

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