Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01548 | 11/16/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette P. Morales Respondent(s): Daniel J. Lancaster, Jr. IRA Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Helen Marinak Blohm, Jeffrey Schubert, Shawn Ridgell Hearing Site: San Francisco, CA | Expungement | |
| 12-01677 | 10/19/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette P. Morales Respondent(s): Don Miller, Donald C. Miller Cust IRA Rollover, Donald C. Miller Cust Roth Contrib, IRA Respondent Lawyers(s): Thomas F. Shine Arbitrator(s): James N. D'Orso, Jerold R. Babin, Linda M. McCoy Hearing Site: San Francisco, CA | Expungement |