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FINRA Awards for Stifel

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Displaying 91-96 out of 96 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0109903/27/2009Claimant(s): Donald Demmy
Claimant Lawyers(s): Jeffrey J. Scott
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Samuel E. Wing, Gerald K. Moore, Mary C. Davis
Hearing Site: Denver, CO
Checkmark Icon$0
07-0149503/23/2009Claimant(s): Phillip Rein
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): M. Jane Matoesian
Arbitrator(s): Edwin R. Cohen, Michael L. Lyons, Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$220,944
08-0156101/02/2009Claimant(s): Camille Parrella
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Stifel, Nicolaus & Co.., John Gallagher, Ryan Beck & Co., Stifel Financial Corp.
Respondent Lawyers(s): Joseph C. Rosa
Arbitrator(s): Aaron Tyk
Hearing Site: New York, NY
Checkmark Icon$0
07-0297609/15/2008Claimant(s): Mary Sammelman
Claimant Lawyers(s): Steven Koslovsky
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): Michael L. Lyons, Sean Patrick Abernathy, Stuart W. Smith
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0178511/28/2007Claimant(s): William Paulson
Claimant Lawyers(s): William J Paulson
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): David M. Minnick
Arbitrator(s): John K. Notz
Hearing Site: Milwaukee, WI
Checkmark Icon$213
05-0107210/08/2007Claimant(s): Jacqueline Hayes
Claimant Lawyers(s): Jacqueline Hayes
Respondent(s): Curtis Triggs, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Curtis W. Triggs, David M. Minnick
Arbitrator(s): Gerald Cohen, Lawrence R. Goldberg, David B. Lacks
Hearing Site: St. Louis, MO
Checkmark Icon$0

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