Potomac Analytics' Logo

FINRA Awards for Philip J. Glick

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0153309/25/2009Claimant(s): Solaris Opportunity, L.P.
Claimant Lawyers(s): James E. Judge
Respondent(s): Phlip Pendergraft, Penson Financial Services.
Respondent Lawyers(s): Thomas W. Craddock
Arbitrator(s): Stuart D. Summers, Philip J. Glick, Ralph O. Bolt
Hearing Site: Chicago, IL
Checkmark Icon$200,000
08-0198208/31/2009Claimant(s): Larry W. Papasan Living Trust
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Golwen
Arbitrator(s): Philip J. Glick, Eugene R. Katz, Richard K. Smith
Hearing Site: Memphis, TN
Checkmark Icon$51,000
07-0280410/31/2008Claimant(s): Charles Horberg, Sandra Horberg, Charles Horberg Jewelers. Pension
Claimant Lawyers(s): Eric E. Kalnins
Respondent(s): Sheldon Eisenberg, David A. Noyes & Company
Respondent Lawyers(s): Howard J. Stein
Arbitrator(s): Carmen P. Michelotti, Philip J. Glick, David M. Zimberoff
Hearing Site: Chicago, IL
Checkmark Icon$174,731
07-0029510/30/2008Claimant(s): Elaine Heng, Iona Hastings
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs
Arbitrator(s): Peter Ordower, Philip J. Glick, Linda A. Pawlisz
Hearing Site: Omaha, NE
Checkmark Icon$116,000

24 Results

Display: