Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283) Claimant Lawyers(s): Kevin P. Conway Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi Hearing Site: New York, NY |  | $7,440 |
| 17-00520 | 01/29/2018 | Claimant(s): Drema Weaver, BB&T Investment Services. Claimant Lawyers(s): Katherine McGrail Respondent(s): Carl Foxworth, Mollie Foxworth Respondent Lawyers(s): Gene M. Connell Arbitrator(s): Allan N. Taffet, Mary Ellen Burns, Richard A. Cini Hearing Site: New York, NY | | Expungement |