FINRA Awards for MAI

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01040	10/10/2013	Claimant(s): Matthew Garagusi Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jim Geiger, Samuel A. Alward, John Joseph Hentschel, CRE, MAI, FRICS Hearing Site: Baltimore, MD		Expungement
06-04993	01/15/2009	Claimant(s): Maureen Madonna, Raymond Madonna Claimant Lawyers(s): Marc A. Schifanelli Respondent(s): Diana McKinney, Ameritas Investment Corp. Respondent Lawyers(s): David M. Williams, Diana McKinney Arbitrator(s): Sandra Lee Dolan, Jane F. Moore, John Joseph Hentschel, CRE, MAI, FRICS Hearing Site: Baltimore, MD		Settlement