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FINRA Awards for Robert Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0167110/12/2018Claimant(s): Margaret Lee, Robert Lee
Claimant Lawyers(s): Daniel J. Dwyer
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Susan E. Maloney
Hearing Site: Boston, MA
Checkmark Icon$34,537
13-0257905/23/2014Claimant(s): Christopher DeAngelis, Laura DeAngelis
Claimant Lawyers(s): Jeffrey Hellman
Respondent(s): Robert Lee
Respondent Lawyers(s): Robert Edward Lee
Arbitrator(s): Mary Elizabeth Satran
Hearing Site: Hartford, CT
Checkmark Icon$524,930
10-0134308/01/2011Claimant(s): Beatrice McRae, Buford McRae, Robert Lee, B.E. McRae Family Limited Partnership, Robert Earl Lee Rev Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Capwest Securities.
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Robert L. Chisolm, Richard Frederick Schaufert, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$931,960

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