FINRA Awards for Mark J. Hyland

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01008	04/19/2018	Claimant(s): Cat Trail Capital LLC Claimant Lawyers(s): Ira Belsky Respondent(s): Mark Martino, Axiom Capital Management. Respondent Lawyers(s): Mark J. Hyland Arbitrator(s): Paul Smith Besson, Charles W. Danis, James Rosenblum Hearing Site: Hartford, CT		$0
16-01877	12/29/2017	Claimant(s): Bright Lake Management LLC, Bright Lake LP Claimant Lawyers(s): Ilan Preis Respondent(s): Broadcort Capital Corporation, Jack Seibald, Merrill Lynch Pierce Fenner & Smith Inc., Michael Rosen, Robert Moore, Concept Capital Markets, Cowen Prime Services LLC, Merrill Lynch Professional Clearing Corp Respondent Lawyers(s): Mark D. Knoll, Mark J. Hyland Arbitrator(s): Anna M. Fanelli, Lynne M. Reid-McQueen, Richard Gee Hearing Site: New York, NY		$0
16-01147	11/30/2017	Claimant(s): Kulruedee Wongpakdee, Steven Hoffner Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Jack Seibald, Michael Rosen, Wayne Geffen, Burnham Securities Inc., Cowen Prime Services LLC, Concept Capital Markets LLC Respondent Lawyers(s): John Burnham, Jordan D. Becker, Mark J. Hyland Arbitrator(s): Cynthia A. DiMarco, Lynne M. Reid-McQueen Hearing Site: New York, NY		Expungement