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FINRA Awards for Walter Michael Mathews

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0075305/16/2018Claimant(s): David Fourney
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Brian Bogart, Morgan Stanley, James Bogart, John Giles
Respondent Lawyers(s): David E. Robbins, Jeremy S. Winer
Arbitrator(s): Walter Michael Mathews
Hearing Site: Washington, DC
Checkmark IconExpungement
15-0003211/17/2015Claimant(s): John Murabito
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Walter Michael Mathews
Hearing Site: New York, NY
Checkmark Icon$0

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