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FINRA Awards for Charles L. Henderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0433003/11/2010Claimant(s): Henrietta Silverman
Claimant Lawyers(s): Jeffrey W. Kleiner
Respondent(s): Barry Richter, Stifel, Nicolaus & Co.., Leonard Weintraub, Sheila Richter
Respondent Lawyers(s): Joseph F. Generelli, Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Charles S. Guggenheimer, Charles L. Henderson
Hearing Site: New York, NY
Checkmark IconExpungement
07-0094510/15/2009Claimant(s): Leslie Cox-Colon
Claimant Lawyers(s): Gary Klein
Respondent(s): Citigroup Global Markets., Juan Colon-Collazo, Loretta Chiofolo
Respondent Lawyers(s): Edward N. Lerner, William A. Hohauser
Arbitrator(s): Edward G. Toptani, Charles L. Henderson, Laurence D. Rose
Hearing Site: New York, NY
Checkmark Icon$273,717
05-0398807/16/2009Claimant(s): Sulna Development Company N.V.
Claimant Lawyers(s): Dona Szak
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): David Picon
Arbitrator(s): Denzil J. Klippel, Charles S. Guggenheimer, Charles L. Henderson
Hearing Site: New York, NY
Checkmark Icon$0

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