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FINRA Awards for Michael Lovett

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0051903/01/2017Claimant(s): Tom Halling
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
Checkmark Icon$0
15-0122501/06/2017Claimant(s): Paul & Beatrice Hessong
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy Newcomb
Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen
Hearing Site: Baltimore, MD
Checkmark Icon$0

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