FINRA Awards for Thomas J. Gmeinder

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-02420	12/02/2010	Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U Claimant Lawyers(s): Michael MacDonald Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk Hearing Site: Minneapolis, MN		$2,839,290
10-00742	07/30/2010	Claimant(s): Larry Arrigoni Claimant Lawyers(s): Amy J. Ihlan Respondent(s): Wachovia Securities, Wells Fargo Advisors, Mark Fautsch Respondent Lawyers(s): Alan Rafterman Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN		$28,583
08-01724	03/09/2009	Claimant(s): Lawson Software Americas. Claimant Lawyers(s): Bruce McPheeters Respondent(s): Dana Hanley Respondent Lawyers(s): Dana M. Hanley Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep, David A. Peterson Hearing Site: Minneapolis, MN		Stipulated Award and Expungement