Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04750 | 03/28/2011 | Claimant(s): Francis Fry, Judith Fry Claimant Lawyers(s): Anthony B Andrezeski Respondent(s): Advest., George Dusckas, Merrill Lynch Pierce Fenner & Smith Inc., Banc Of America Securities Llc Respondent Lawyers(s): Joseph P. Pohl Arbitrator(s): Edward A. Grupp, William R. Gruver, Michael D. McDowell Hearing Site: Pittsburgh, PA |  | $0 |
| 08-03963 | 01/28/2011 | Claimant(s): Ruth Paulsen by David Paulsen thr POA Claimant Lawyers(s): Herbert Rubin Respondent(s): Wachovia Securities, Evergreen Investment Services. Respondent Lawyers(s): Joseph P. Pohl Arbitrator(s): Allan E. Johnson, John Nino Brenkovich, Richard Gee Hearing Site: New York, NY | | $27,015 |