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FINRA Awards for First Midwest Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0284107/02/2015Claimant(s): John Artmire
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
Checkmark Icon$818,817
12-0389903/10/2014Claimant(s): Harold Edmonson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy
Hearing Site: Chicago, IL
Checkmark Icon$14,629
08-0344309/17/2009Claimant(s): Jeffrey Kaufman
Claimant Lawyers(s): John S. Burke
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Kevin M. O'Hagan
Arbitrator(s): Donald M. Thompson, Michael I. White, Jerome Arthur Connolly
Hearing Site: Chicago, IL
Checkmark Icon$387,960

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