| 16-01592 | 03/20/2018 | Claimant(s): Angel Collado Schwarz
Claimant Lawyers(s): Harold D. Vicente Colon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Rex D.K. Seymour, Walter J. Wylie, Ruben Chevres
Hearing Site: San Juan, PR
|  | $0 |
| 12-03688 | 06/04/2015 | Claimant(s): Ortopedas Associados Del Oeste Retiremen
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Nancy J. Cliff, Richard J. Kaplan, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
| 12-04364 | 06/16/2014 | Claimant(s): Carlos Moringlane, Delia Perez
Claimant Lawyers(s): Tomas E. Colon
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
| 11-02694 | 03/22/2013 | Claimant(s): Jose Ruiz Soto
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc., of PR
Respondent Lawyers(s): Robert C. Quinones-Rivera
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
| 10-02468 | 04/07/2011 | Claimant(s): Carmen Babin
Claimant Lawyers(s): Ralph Vallone
Respondent(s): UBS Financial Services Inc of PR
Respondent Lawyers(s): Ubaldo M. Fernandez-Barrera
Arbitrator(s): Elena G. Rodriguez, Todd M. Saunders, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | $17,875 |
