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FINRA Awards for Paul Chernis

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0258201/13/2015Claimant(s): Blue Bank International N.V.
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Mark Yale, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis
Hearing Site: Miami, FL
Checkmark Icon$3,250,000
12-0036106/04/2013Claimant(s): Bernetta DeShazior
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Lawrence Cook, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Thomas Czinner, William R. Alheim, Paul Chernis
Hearing Site: Miami, FL
Checkmark Icon$187,500
08-0262002/01/2010Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Keith Pagan, Dakota Securities International.
Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf
Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis
Hearing Site: Charlotte, NC
Checkmark IconExpungement

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