10-00555 | 07/12/2011 | Claimant(s): Evelyn Dias, Melvin Dias Claimant Lawyers(s): Scott R. Shewan Respondent(s): Pershing LLC Respondent Lawyers(s): Nathan R. Jaskowiak Arbitrator(s): Paul H. Lamboley, Cheryl R. Kershner, David M. Seidner Hearing Site: Reno, NV
| | $120,250 |
09-02467 | 08/16/2010 | Claimant(s): Darru K. Hsu, Hsu Living trust U/A 05/05/03 Darru Hsu Claimant Lawyers(s): Darru K. Hsu Respondent(s): UBS Financial Services Inc., Mildred Peltzman, Neil Gavande Respondent Lawyers(s): Kathleen Adams, Lawrence Brennan Arbitrator(s): Douglas E. DeTata, Thomas D. Reese, Cheryl R. Kershner Hearing Site: San Francisco, CA
| | $0 |
08-01841 | 11/11/2009 | Claimant(s): Hilda Applbaum, Isaac Applbaum, The Applbaum Family Trust UAD 6/1/93 Claimant Lawyers(s): Robert A. Uhl Respondent(s): Stone & Youngberg LLC Respondent Lawyers(s): Cara L. Finan Arbitrator(s): Nicholas J. Caputo, David R. Finch, Cheryl R. Kershner Hearing Site: San Francisco, CA
| | $0 |
07-00350 | 12/22/2008 | Claimant(s): Jose. E. Cruz, IRA Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier Hearing Site: San Francisco, CA
| | $75,000 |
07-02000 | 06/09/2008 | Claimant(s): Duncan McCandless Claimant Lawyers(s): Duncan S. McCandless Respondent(s): Dennis Willis, Associated Securities Corp. Respondent Lawyers(s): Samuel Edgerton Arbitrator(s): Lester Friedman, Cheryl R. Kershner, Walter F. Dillaway Hearing Site: San Francisco, CA
| | $0 |
07-00258 | 05/28/2008 | Claimant(s): Brian G. Herr Rollover IRA, Sheryl L. Herr Rollover IRA Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Laif Meidell Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Cheryl R. Kershner, John J. Fitzpatrick, Alan P. Fraser Hearing Site: Reno, NV
| | $0 |