| 11-01909 | 05/25/2012 | Claimant(s): Rose Kramer, Stanley Kramer, DRG Hendersonville TIC 13 LLC, TIC Ren Meadowlands 31, Mayer & Rose Kramer Inter Vivos Trst Ame, Mayer & Rose Kramer Inter Vivos Trust
Claimant Lawyers(s): Jonah A. Toleno
Respondent(s): Amy Grindstaff, Dale Hall, David Smith, Jeffrey Pridey, Kathleen Heshelow, Larry Behrends, Lawrence Lambert, Michelle Langer, Robert Tweed, Ronald Ellis, Capwest Securities., MAM Securities
Respondent Lawyers(s): Corporate Officer, David L. Smith, H Thomas Fehn, Keith E. Grindstaff, Larry Ivan Behrends, Robert C. Rosen
Arbitrator(s): Vincent J. Natoli, Robert F. Saint-Aubin, W. Alex King
Hearing Site: Los Angeles, CA
|  | $334,000 |
| 10-05572 | 10/20/2011 | Claimant(s): James Towery
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $163,343 |
| 09-05536 | 08/11/2010 | Claimant(s): Alfred Davenport Jr., A.L. Davenport Trust
Claimant Lawyers(s): Robert L. Risley
Respondent(s): Bjorn Hauerbach, Donald Gorsch, Edward Tom, UBS Financial Services Inc., UBS
Respondent Lawyers(s): Corporate Officer, Neal S. Robb
Arbitrator(s): Theodore G. Bradpiece, Kenneth E. Owen, Cathleen M. Cobb
Hearing Site: Los Angeles, CA
| | $0 |
| 09-00545 | 10/30/2009 | Claimant(s): World Trade Financial Corporation
Claimant Lawyers(s): W. Scott Lawler
Respondent(s): Galina Vaytner, BZCOM Marketing
Respondent Lawyers(s): Corporate Officer, Galina Vaytner
Arbitrator(s): Donald S. Simons, Barbara Faye Vosen, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-02520 | 03/09/2009 | Claimant(s): Options House.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Todd Mulliner, Crempsh.
Respondent Lawyers(s): Corporate Officer, Todd Mulliner
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Salt Lake City, UT
| | $0 |
