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FINRA Awards for Matthew W. Schlegel

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0120408/19/2020Claimant(s): Catherine C Meiresonne IRA, Michael L Meiresonne IRA, Industrial Quick Search DBP
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Regal Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Matthew W. Schlegel, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0076510/15/2014Claimant(s): Sherry Katz-Hedrington, Security Financial Management Compnay, L
Claimant Lawyers(s): Derek S Wilczynski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kyle D. Rettberg
Arbitrator(s): Tracy L. Allen, Matthew W. Schlegel, Gerald W. Hepp
Hearing Site: Detroit, MI
Checkmark Icon$600
10-0167412/27/2011Claimant(s): Harry Dines & Esther Dines TRS FBO, Harry Dines Revocable Living Trust
Claimant Lawyers(s): James R. Anderson
Respondent(s): TD Ameritrade., Warren Castor
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Matthew W. Schlegel, Terrance J. Dorcy, Patrick A. Guentner
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0444111/10/2010Claimant(s): Ann Harris
Claimant Lawyers(s): Irwin Stein
Respondent(s): Adam McCausland, Charles Schwab & Co.., Terrance Turpin
Respondent Lawyers(s): Amanda A. Kill
Arbitrator(s): John A. Hubbard, Matthew W. Schlegel, William P. Thorpe
Hearing Site: Detroit, MI
Checkmark Icon$300

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