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FINRA Awards for Elizabeth Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0158111/20/2018Claimant(s): Elizabeth Thomas
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Diane M. Perry, William Kent Brown, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0127103/30/2018Claimant(s): Michael Helm
Claimant Lawyers(s): Michael S Helm
Respondent(s): Elizabeth Thomas, SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Arocles Aguilar
Hearing Site: Reno, NV
Checkmark Icon$0

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