FINRA Awards for Ellen Sheridan-Cona

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-03006	04/25/2017	Claimant(s): Baynes Family Trust, Jack A. and Sarah Cohen Family Trust Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Daniel Levin, Oppenheimer & Co.. Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Neil S. Jasper, Michael Joseph Desmond, DeMarlo Matine Sims Hearing Site: Los Angeles, CA		Expungement
09-03867	09/06/2011	Claimant(s): Patricia Neel Claimant Lawyers(s): George S. Trevor Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Richard L. Rubin, Juleanne A. Thiebaut, Mark R. Topper Hearing Site: San Francisco, CA		$0
09-05630	03/25/2011	Claimant(s): Exemption B-2 Wohl Family Trust, The Wohl Family Trust Claimant Lawyers(s): Steven L. Miller Respondent(s): Gregory Iglow, Oppenheimer & Co.., Michael Rosenmayer Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Neil S. Jasper, Arthur T. Berggren, Mason A. Dinehart Hearing Site: Los Angeles, CA		Expungement
09-02279	07/28/2010	Claimant(s): Joseph Sproviero Claimant Lawyers(s): David Liebrader Respondent(s): Oppenheimer & Co.., Kevin Fay Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Daniel J. McCarthy, Piedad A. Bernikow, Gerald Joseph Coughlin Hearing Site: Newark, NJ		$0