Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02351 | 06/07/2013 | Claimant(s): David Rome, Ellen Rome, as Trustee for the Pyle Rome, Warren H. Pyle, Ttee of Warren H Pyle Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Susan E. Maloney, Barry Joseph Fiske, John Francis Markuns Hearing Site: Boston, MA |  | Expungement |
| 10-05206 | 12/29/2011 | Claimant(s): Priscilla D. Johnson, IRA, William P. Johnson IRA, William P. Johnson & Priscilla D. Johnso Claimant Lawyers(s): Kirk G. Smith Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Michael P. Anciello, Gene M. Bauer, Barry Joseph Fiske Hearing Site: Boston, MA | | Expungement |