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FINRA Awards for Ronald M. Amato

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0269310/25/2017Claimant(s): Raymond Seibert
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Sherry Brooker, Cetera Financial Specialists LLC
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): Leon Fox, Michael Nathanson, Patrick Moran
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0052009/30/2016Claimant(s): Daniel Conidi
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
Checkmark Icon$600
12-0346305/31/2013Claimant(s): Joanna N. Sobran, IRA
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Julie Casserly
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark IconExpungement

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