FINRA Awards for Brian Joseph Hagerman

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01927	02/04/2019	Claimant(s): Dolan Family Trust Account Claimant Lawyers(s): Hilton Wiener Respondent(s): Brian Hagerman, John Vaughan Respondent Lawyers(s): Brian Joseph Hagerman, John Joseph Vaughan Arbitrator(s): James D. Knotter, Katherine Jane Morris, Thomas L. Marshall Hearing Site: San Diego, CA		Dismissed by Rule 12601(c)
16-00350	02/24/2017	Claimant(s): Dennis Harlow Claimant Lawyers(s): Jennifer Tarr Respondent(s): Brian Hagerman, John Matthews, Niaz Elmazi Respondent Lawyers(s): Brian Joseph Hagerman, Niaz Elmazi, Ronald S. Herzog Arbitrator(s): William L. Cravens, Michael A. Kleinman, Elizabeth Sharp Lynch Hearing Site: Kansas City, MO		$298,737
16-00351	07/19/2016	Claimant(s): Gene White Claimant Lawyers(s): Jennifer Tarr Respondent(s): Barbara Desiderio, Brian Hagerman, Niaz Elmazi, Richard Bohack Respondent Lawyers(s): Barbara Lucille Desiderio, Brian Joseph Hagerman, Niaz Elmazi, Richard Edward Bohack Arbitrator(s): Arthur F. Dewsberry Hearing Site: Omaha, NE		$50,600