| 11-00771 | 06/07/2012 | Claimant(s): Dorothy Wakley, James Wakely
Claimant Lawyers(s): David G. Lutz
Respondent(s): UBS Financial Services Inc., William Avery
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Marvin I. Horowitz, Jennifer Ann Shandler, Seth H. Barsky
Hearing Site: Detroit, MI
|  | $0 |
| 09-03649 | 09/17/2010 | Claimant(s): Summit Oak
Claimant Lawyers(s): Ralph R. Safford
Respondent(s): Kenneth Jones, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Barry Goldman, Jennifer Ann Shandler, Paul Sislin
Hearing Site: Detroit, MI
| | $0 |
| 09-03846 | 06/15/2010 | Claimant(s): Barbara Monroe, William Monroe, Christopher Griffith Monroe, William Henry Monroe, III, Barbara Susan Monroe IRA, William Henry Monroe IRA, Barbara & Henry Monroe, B. Susan Monroe Trust, Monroe Irrevocable Trust, William H. Monroe, II Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): John F. Burns, Jennifer Ann Shandler, James L. Karpen
Hearing Site: Detroit, MI
| | $587,063 |
| 09-01252 | 03/16/2010 | Claimant(s): Baron Ritchie
Claimant Lawyers(s): Phillip L. Sternberg
Respondent(s): Jeffrey Rein, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Kenneth J. Safran, William H. Morris, Jennifer Ann Shandler
Hearing Site: Detroit, MI
| | $0 |
| 08-00231 | 05/15/2009 | Claimant(s): Jacquelyn Knoll
Claimant Lawyers(s): David R. Skinner
Respondent(s): Citigroup Global Markets., Citigroup, Estate of David S. Knoll
Respondent Lawyers(s): Adam M. Kauff, David R. Skinner
Arbitrator(s): Jennifer Ann Shandler, Barbara A. Johannessen, Edward A. Porter
Hearing Site: Detroit, MI
| | $0 |
