FINRA Awards for John Openshaw

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
03-02903	10/21/2008	Claimant(s): Charles Raulerson Claimant Lawyers(s): Patrick Baldwin Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp. Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor Hearing Site: San Francisco, CA		Expungement
02-03268	10/17/2008	Claimant(s): Ikho Kang IRA, Ikho & Unsoon Kang Claimant Lawyers(s): Christopher Mader Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, Katrina Dudley, First Wall Street Corporation Respondent Lawyers(s): Brandon S. Reif, Patrick Baldwin Arbitrator(s): James M. Donovan, Michael W. Burnett, Thomas R. Watkins Hearing Site: Los Angeles, CA		Expungement
03-03017	09/04/2008	Claimant(s): Justin Perlstrom Claimant Lawyers(s): Christopher Mader Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corporation Respondent Lawyers(s): Barbara J. Ralston, Charles P. Lazzaro, John R. Openshaw, Patrick Baldwin Arbitrator(s): Larry Edmonson, Marcus J. Anwyl-Davies, William S. Diver Hearing Site: Los Angeles, CA		Expungement