Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01565 | 04/27/2020 | Claimant(s): Arnaldo Garcia and Sylvia Martinez, Daniel, Eduardo and Barbara Martinez, Eduardo Martinez and Barbara Martinez Claimant Lawyers(s): Osvaldo Carlo Respondent(s): Santander Securities LLC Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): JoAnne Lewis Nolte, Joseph Neal Richardson, Marc H. Baer Hearing Site: San Juan, PR |  | Dismissed by Rule 12206/12504 |
| 10-04782 | 05/08/2012 | Claimant(s): Roger Loria, Winifred Loria, Dr. Roger Loria IRA, Mrs. Winifred Loria IRA, Immunitas. Retirement Plan Claimant Lawyers(s): Anne W. Larkin Respondent(s): Arnold Dorman, Elmer Bullis, Next Financial Group. Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Donald B. Vaden, JoAnne Lewis Nolte, Margaret Verdery Little Hearing Site: Richmond, VA | | $225,000 |