FINRA Awards for JoAnne Lewis Nolte

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01655	05/22/2023	Claimant(s): Matthew Mooney, Williams Trading LLC Claimant Lawyers(s): Dale G. Mullen, Matthew Brian Mooney Respondent(s): Tourmaline Partners Respondent Lawyers(s): Julia M. Jordan Arbitrator(s): William James Pantele, Arthur B. O'Connell, JoAnne Lewis Nolte Hearing Site: Richmond, VA
20-03366	03/03/2022	Claimant(s): Jayne Di Vincenzo Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Devin Garofalo Respondent Lawyers(s): W.R. Baldwin Arbitrator(s): Janice L. Burnham, JoAnne Lewis Nolte, Michael Andrew Glasser Hearing Site: Norfolk, VA
19-03711	08/17/2020	Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): JoAnne Lewis Nolte Hearing Site: Richmond, VA
12-02802	07/28/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): John McLean Respondent Lawyers(s): John A. McLean Arbitrator(s): Clarence Jordan Ball, Donita M. King, JoAnne Lewis Nolte Hearing Site: Richmond, VA