FINRA Awards for Antonio M. Freire

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00398	06/27/2013	Claimant(s): Joan Dash, Joel Dash, Joel M. Dash and Joan S. Dash JTWROS, Joan S. Dash Revocable Living Trust, Joel M. Dash Revocable Living Trust Claimant Lawyers(s): Charles E. Scarlett Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Gary M. Landau, Dennis M. Ross, Antonio M. Freire Hearing Site: Boca Raton, FL		Expungement
10-01078	09/06/2012	Claimant(s): Donald Aronowitz Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley Respondent Lawyers(s): Bernard Kornmehl Arbitrator(s): James W. Geiger, Gustavus L. Pearthree, Antonio M. Freire Hearing Site: Boca Raton, FL		Expungement
11-01060	07/27/2012	Claimant(s): Renee Alster Claimant Lawyers(s): Michael P. Amad Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): Monica I. Salis, Edward R. Niederriter, Antonio M. Freire Hearing Site: Boca Raton, FL		Expungement
10-01541	08/09/2011	Claimant(s): Thomas Mulvey and Diane Mulvey Claimant Lawyers(s): Richard A. Stephens Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Mark C. Perry, Howard Bernstein, Antonio M. Freire Hearing Site: Boca Raton, FL		$0