Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05616 | 05/15/2012 | Claimant(s): Susan Blickman Claimant Lawyers(s): John Daniels Respondent(s): Wells Fargo Advisors, John Compton Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Linda T. Pellegrino, Alan Shaw, Sandralin J. Kiss Hearing Site: Newark, NJ |  | Expungement |
| 08-01321 | 12/04/2008 | Claimant(s): Fred Betman Claimant Lawyers(s): Fred S. Betman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Cynthia H. Plishtin, Sandralin J. Kiss, Joseph H. Cerame Hearing Site: Newark, NJ | | $10,000 |
| 06-02002 | 08/12/2008 | Claimant(s): Juluru Rao Claimant Lawyers(s): Kim Steven Juhase Respondent(s): Mark Ketner, Investec Ernest & Company Respondent Lawyers(s): David J. Butler Arbitrator(s): Sandralin J. Kiss, Renee S. Rothschild, Sharon A. McCloskey Hearing Site: Newark, NJ | | Stipulated Award and Expungement |