Potomac Analytics' Logo

FINRA Awards for Nicholas J. Guiliano

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0225812/10/2009Claimant(s): Charles Costanzo
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley & Co., Ronald Harris
Respondent Lawyers(s): Christopher M. Wilson
Arbitrator(s): E. William Pastor, Kenneth Joseph Beahan, Joseph Grant McCabe
Hearing Site: Philadelphia, PA
Checkmark Icon$0
05-0522908/13/2009Claimant(s): Henry Zurlo
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Pimonte, Joseph Galati, Thomas Francis
Respondent Lawyers(s): Erin K. Linehan, James Pimonte, Thomas Francis
Arbitrator(s): Edward T. Borer, John P. Scordo
Hearing Site: Philadelphia, PA
Checkmark Icon$50,261
06-0253010/03/2008Claimant(s): Joseph A., and Judith A. Franko
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jill A Guldin
Arbitrator(s): John B. Ryan, Julian F. Santos, Piedad A. Bernikow
Hearing Site: Philadelphia, PA
Checkmark Icon$300
06-0009102/11/2008Claimant(s): Barbara Delashmitt
Claimant Lawyers(s): David C. Harrison
Respondent(s): Barry MacNeal, David Lamb, BestVest Investment Brokerage Services, MacNeal Associates
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Vincent P. Sarnatora, Kathleen K. Murphy, Robert T. Kelly
Hearing Site: Philadelphia, PA
Checkmark Icon$0

24 Results

Display: