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FINRA Awards for James B. Eichberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0126302/16/2018Claimant(s): Louis Tilchin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
16-0084608/12/2016Claimant(s): Christopher Warswick
Claimant Lawyers(s): Molly J. Henry
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): James B. Eichberg, Gene R. Thornton, Francis Joseph Raucci
Hearing Site: Salt Lake City, UT

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