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FINRA Awards for Douglas R. Jennings

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0028603/03/2015Claimant(s): Jon Arnold
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): C. Robert Rittberger, Amy L. Wachs, Kevin Brodar
Hearing Site: Cleveland, OH
12-0292210/12/2012Claimant(s): Edward Jones
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): Dennis Linn
Respondent Lawyers(s): Margaret J. Lockhart
Arbitrator(s): Stuart M. Egrin, Richard E. Michel, Harold Hood
Hearing Site: Detroit, MI

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