FINRA Awards for Gene M. Bauer

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01077	08/20/2013	Claimant(s): Francis Mcgrail, Stuart Williams Claimant Lawyers(s): T. Peter R. Pound Respondent(s): Jane Barron Respondent Lawyers(s): Peter Pease Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA		Expungement
11-00891	08/09/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Robert Cataldo Respondent Lawyers(s): Robert A. Cataldo Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA
09-04735	06/29/2011	Claimant(s): Karl Hahn Claimant Lawyers(s): Karl Edward Hahn Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Andrew T. Solomon Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, Gene M. Bauer Hearing Site: Boston, MA