| 13-02600 | 04/02/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Brian Merrigan
Respondent Lawyers(s): Brian Merrigan
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
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| 13-00995 | 02/13/2014 | Claimant(s): Francis Carrington
Claimant Lawyers(s): Charles M. Poplstein
Respondent(s): Janus Capital Group., Janus Distributors
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Joseph M. Costello, Steven Meyrich, Mary C. Davis
Hearing Site: Denver, CO
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| 12-00589 | 11/28/2012 | Claimant(s): Steven Hirschfeld
Claimant Lawyers(s): Steven C. Hirschfeld
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christian J. Rowley
Arbitrator(s): Steven Meyrich, Otto K. Hilbert, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
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| 12-00194 | 08/10/2012 | Claimant(s): Karen Crist
Claimant Lawyers(s): Karen J. Crist
Respondent(s): Michael Gaenzle, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Andrew M. Habenicht
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
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| 10-03178 | 07/07/2011 | Claimant(s): Michael Popick
Claimant Lawyers(s): Russell K. Bean
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alyssa K. Yatsko
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
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| 08-04441 | 10/15/2010 | Claimant(s): Debra White
Claimant Lawyers(s): John White
Respondent(s): CapWest Securities., Capstone Financial Group.
Respondent Lawyers(s): Gregory Sherwin
Arbitrator(s): Dennis Dowd, Steven Meyrich, Thomas R. Bromberg
Hearing Site: Denver, CO
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| 07-03161 | 12/08/2009 | Claimant(s): Mark Bowman
Claimant Lawyers(s): Mark J. Appleton
Respondent(s): Wells Fargo Investments, U.S. Bancorp Investments.
Respondent Lawyers(s): John S. Lutz, Lee Merreot
Arbitrator(s): Steven Meyrich, Patti Fellows Peters, David L. Erickson
Hearing Site: Denver, CO
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| 07-03519 | 05/23/2008 | Claimant(s): Marc. Saunders, Terri Saunders
Claimant Lawyers(s): Kenneth B. Siegel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Susan M. Thevenet, Steven Meyrich, Martha Jeanne Wilcoxson
Hearing Site: Denver, CO
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